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Closed-end fund
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421	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-11-23 09:00:44 Equity securities Stock market Funds Collective investment schemes Security Equity Closed-end fund Stock fund Financial economics Investment Finance
422	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2010-11-22 08:47:25 Funds Financial services Institutional investors Mutual fund Closed-end fund Security Financial economics Investment Collective investment schemes
423	ICI Research Perspective 1401 H Street, NW, Suite 1200 \| Washington, DC 20005 \| [removed] \| www.ici.org WHAT’S INSIDE 2 What Is a Closed-End Fund? 2 Closed-End Fund Pricing Add to Reading List Source URL: www.iciglobal.org Language: English Funds Financial services Financial markets Collective investment schemes Mutual fund Closed-end fund Net asset value Exchange-traded fund Equity Financial economics Investment Finance
424	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-11-21 09:00:49 Financial services Funds Institutional investors Nuveen Investments Mutual fund Closed-end fund Stock fund Financial economics Investment Collective investment schemes
425	Microsoft Word - File Number[removed]doc Add to Reading List Source URL: www.idc.org Language: English Funds Financial services Financial markets Collective investment schemes Money market fund Mutual fund Closed-end fund Exchange-traded fund Net asset value Financial economics Investment Finance
426	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-11-16 10:16:45 Collective investment schemes Stock market Financial services Funds Mutual fund JPMorgan Chase Security Closed-end fund Equity Investment Financial economics Finance
427	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name WELLS REAL ESTATE Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-12-14 10:15:13 Funds Financial services Collective investment schemes Institutional investors Mutual fund Hedge fund Lord Abbett Closed-end fund Bond fund Financial economics Investment Finance
428	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-12-19 08:53:32 Collective investment schemes Financial services Alternative investment management companies TIAA-CREF Allianz PIMCO Exchange-traded fund Closed-end fund Invesco Financial economics Investment Funds
429	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2011-11-28 08:40:32 Financial services Funds Institutional investors Nuveen Investments Mutual fund Closed-end fund Security Stock fund Financial economics Investment Collective investment schemes
430	$OO6HFXULWLHV/DZ)UDQFKLVH/DZDQG7DNH2YHU/DZ)LOLQJV IRUWKURXJK Securities Law Registration Filings Made with DFI’s Securities Division Firm Name WELLS REAL ESTATE Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2009-12-21 10:24:51 Funds Collective investment schemes Equity securities Nuveen Investments Lord Abbett Closed-end fund Security Guggenheim Partners Goldman Sachs Investment Financial economics Finance

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